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Daniel Rothstein

Daniel Rothstein

Dan Rothstein is CEO of DR Risk Solutions, a consulting firm specializing in enterprise risk management, loan portfolio management and regulatory relations.  Rothstein’s career spans more than 30 years, and he has spearheaded the development, implementation, and successful integration of best practice ERM programs, operational risk and control systems, and credit and loan portfolio management. He is also an attorney admitted in New York. You can reach him at

Satisfy your bank’s own operational needs—then worry about regulators
Peel away ratios, policies, controls, and the rest. You come down to managing humans
Take a fresh look after regulatory warning
How well you handle exam findings initially may determine how hard you get slapped—if at all
Operational risk strategy demands closer attention to every big exposure, no matter where
What community banks can learn from this big bank risk concept
Incentive pay poses too many risks not to get a risk review
What community banks can learn from large-bank risk requirements
A straightforward approach for community banks
Looking beyond a “tree-by-tree” viewpoint
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