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The Compliance Journey

Boosting the value of compliance in a changing regulatory climate. Summary of KPMG’s CCO Survey results

The Compliance Journey

In a time of new U.S. administrative impacts to the regulatory environment, determining how to boost the value you get from your compliance activities is critical. Advances to your compliance program effectiveness, efficiency, and sustainability fall to the execution of both a sound compliance framework and investments in your technology infrastructure. For Chief Compliance Officers (CCOs), this starts with gaining a clear picture of where they stand in their compliance journeys.

To understand how organizations view the maturity of their compliance programs, KPMG LLP (KPMG) surveyed CCOs from major organizations across seven industries, including financial services. These Survey results can provide CCOs with vital information on areas of relative strength and areas for further enhancement.

Key findings of the Survey include:

•           Improvements needed in the use of technology and data and analytics

•           Compliance programs not keeping pace with changes in regulation

•           Room for improvement in third-party monitoring

Download to learn more from the KPMG CCO Survey.



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