ABA Banking Journal Home
Lucy Griffin

Lucy Griffin

"Lucy and Nancy's Common Sense Compliance" is blogged by both Lucy Griffin and Nancy Derr-Castiglione, both longtime ABA Banking Journal contributing editors on compliance.
    Lucy, a Certified Regulatory Compliance Manager, has over 30 years experience in compliance. She began as a regulator, including stints with the Federal Reserve Board, the Federal Trade Commission, and the Federal Home Loan Bank Board. For many years she managed the ABA Compliance Division. Since 1993 she has served as a compliance consultant as president of Compliance Resources, Inc., Reston, Va. She is also editor of Compliance Action newsletter and senior advisor with Paragon Compliance Group, a compliance training firm.     
    In addition to serving as a Contributing Editor of ABA Banking Journal, Lucy serves on the faculty of ABA's National Compliance Schools board. For more than a decade she developed and administered the case study at ABA's National Graduate School of Compliance Management.She can be reached at

Don't wait for the regs—start talking to H.R., Legal, Operations now!
Post-crisis regulatory overhaul remakes the business
Lucy's candidate for early review: the Home Mortgage Disclosure Act
New Reg O and transferred Reg N hold lessons for Compliance "boots on the ground" about CFPB
A common sense look at new standard
Or, "Could House make it as a compliance officer?"
Uncomfortable decisions blow in with Sandy
Everyday compliance depends on staff getting it right--and just "getting it"
Understanding the process can at least calm the nerves
Page 2 of 3


About Us

Connect With Us