"Lucy and Nancy’s Common Sense Compliance” is blogged by both Lucy Griffin and Nancy Derr-Castiglione, both Banking Exchange contributing editors on compliance. Nancy, a Certified Regulatory Compliance Manager, is owner of D-C Compliance Services, an independent regulatory compliance consulting services business that has provided expertise in compliance training, monitoring, risk assessment, and policies and procedures to financial institutions since 2002. Previously, Nancy held compliance positions with Bank One Corporation and with United Banks of Colorado. In addition to serving as a Contributing Editor of Banking Exchange, Nancy has served on the ABA Compliance Executive Committee; National and Graduate Compliance Schools board; conference planning committees, and the Editorial Advisory Board for the ABA Bank Compliance magazine. She can be reached at [email protected]
Tweak takes effect June 1
Ten years after Dodd-Frank added the extra “A,” it's still a mystery
Obvious causes aren’t always the answer. You have to dig
Compliance veteran gives her wish list
How close do regulators come on compliance time burden?
International group finalizes voluntary measures banks can take
Recreational drug firms finding easier access to financial services
Customer complaints play a growing role in exam scrutiny
Our compliance expert explores the red-tape jungle in search of a HELOC
Election nears. What “common sense” would you offer the next President?
