Menu
Banking Exchange Magazine Logo
Menu

Common Sense Compliance

Lucy and Nancy seek common sense amid the bewildering compliance world. Each blog delves for meanings behind trends—and missed footnotes that mean a big deal.

Latest guidance on third-party relationships continues growing and widening stress on vendor management by federal regulators.
Common Sense Compliance

Third-party scrutiny expands at OCC

Written by Nancy Derr-Castiglione | 02/13/2017 - 14:54 |
Comments:   DISQUS_COMMENTS
Customer complaints play a growing role in exam scrutiny
Read more...
Since its founding, the bureau has made a point of transparency, open government, consultation with affected groups, and more. Yet ultimately, says blogger Lucy Griffin, what it is emanates from a single official. How could its practices change under a multi-player board?
Common Sense Compliance

Replacing CFPB’s Director with a board

Written by Lucy Griffin | 02/09/2017 - 14:46 |
Comments:   DISQUS_COMMENTS
That’s a change bankers can now ask for. But it has to be an “ask,” not a “wish”
Read more...
Republican-led Congress and White House mark a potentially good beginning, not a successful conclusion.
Common Sense Compliance

Don’t rely on a “business-friendly” Washington

Written by Lucy Griffin | 01/12/2017 - 14:29 |
Comments:   DISQUS_COMMENTS
Banks must still prove the anti-regulation case
Read more...
Living the consumer’s side of compliance
Common Sense Compliance

Living the consumer’s side of compliance

Written by Nancy Derr-Castiglione | 12/09/2016 - 12:05 |
Comments:   DISQUS_COMMENTS
Our compliance expert explores the red-tape jungle in search of a HELOC
Read more...
What would you tell the Presidential candidates about banking? Here’s Common Sense Compliance blogger Nancy Derr-Castiglione’s message for Hillary Clinton and Donald Trump. Add your thoughts in the comments section at the conclusion.
Common Sense Compliance

A compliance officer’s “Dear Hillary and Donald”

Written by Nancy Derr-Castiglione | 11/01/2016 - 01:14 |
Comments:   DISQUS_COMMENTS
Election nears. What “common sense” would you offer the next President?
Read more...
Based on a long compliance career, expert Nancy Derr-Castiglione assesses the latest wrinkles on consumer protection.
Common Sense Compliance

Seeking common sense compensation

Written by Nancy Derr-Castiglione | 09/23/2016 - 01:59 |
Comments:   DISQUS_COMMENTS
Return to the basics to make sure your program doesn’t allow staff to cross the line
Read more...
Based on a long compliance career with federal agencies, the American Bankers Association, and private consulting practice, expert Lucy Griffin assesses the latest wrinkle on consumer protection.
Common Sense Compliance

“Wells Problem”: How could you stop it in your bank?

Written by Lucy Griffin | 09/15/2016 - 17:06 |
Comments:   DISQUS_COMMENTS
When Audit can’t see it, spotting patterns—especially in complaints—may help
Read more...
Based on a long compliance career with federal agencies, the American Bankers Association, and private consulting practice, expert Lucy Griffin assesses the latest wrinkle on consumer protection.
Common Sense Compliance

So how is CFPB really doing?

Written by Lucy Griffin | 08/04/2016 - 09:56 |
Comments:   DISQUS_COMMENTS
Compliance veteran explores full picture
Read more...
Minor facelift for CRA
Common Sense Compliance

Minor facelift for CRA

Written by Nancy Derr-Castiglione | 07/29/2016 - 08:48 |
Comments:   DISQUS_COMMENTS
Community Reinvestment Act Q&A gets a nip and a tuck
Read more...
Report from the Compliance Ward
Common Sense Compliance

Report from the Compliance Ward

Written by Nancy Derr-Castiglione | 06/29/2016 - 14:25 |
Comments:   DISQUS_COMMENTS
Mood of a recent compliance conference calls for aspirin, Tums, or Nexium
Read more...
Subscribe to this RSS feed

Sections

About Us

Connect With Us

Resources

 

Banking Exchange

BANKING EXCHANGE FLY IN CONFERENCE

CHICAGO, Illinois — NOVEMBER 7, 2024

Conference to be held at the University of Chicago, Booth Business School Downtown

This one-day event is open to all executives at U.S. financial institutions. On the agenda, will be:

  • How fintech and data will speed up change
  • Winning strategies for managing fraud and risk
  • The impact of AI on banking: opportunity and risk
  • Ethics, data and strategy in a digital banking world
  • Enhancing security in an open world