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Compliance

OCC Fines JP Morgan Chase $250 Million

OCC Fines JP Morgan Chase $250 Million

The bank failed to monitor trading activity due to an insufficient trade surveillance program
Potential Class Action Lawsuit against American Express in Rhode Island

Potential Class Action Lawsuit against American Express in Rhode Island

Complaint claims that American Express is in default in the arbitration proceeding
OCC Seeks to Improve Operational Resilience

OCC Seeks to Improve Operational Resilience

Michael Hsu says occurrence and impact of disruptions is on the rise
ABA Urges FCC To Crackdown on Spam Texts

ABA Urges FCC To Crackdown on Spam Texts

Texts impersonating banks caused victims to lose $800 per scam in 2023
Balancing Act: Ensuring ECOA Adverse Action Compliance in the Age of AI Algorithms for Credit Decision-Making

Balancing Act: Ensuring ECOA Adverse Action Compliance in the Age of AI Algorithms for Credit Decision-Making

Artificial intelligence (AI) and complex algorithms have become integral in credit decision-making processes
CFPB Proposed Overdraft Rule: Risk and Compliance Considerations

CFPB Proposed Overdraft Rule: Risk and Compliance Considerations

The Bureau seems poised to put even more pressure on financial institutions to change their overdraft practices
ABA Concerned Over Potential Changes to Bank Liquidity Rules

ABA Concerned Over Potential Changes to Bank Liquidity Rules

The association has recommended regulators issue an Advance Notice of Proposed Rulemaking first
Fed Must Withdraw Amendments to Regulation II, Says ABA-led Alliance

Fed Must Withdraw Amendments to Regulation II, Says ABA-led Alliance

Reducing the debit interchange cap is likely to have unintended negative consequences on smaller banks and their customers
Trade Associations Sue Regulators Over New CRA Rules

Trade Associations Sue Regulators Over New CRA Rules

Lawsuit claims federal regulators exceeded their authority
New York Community Bancorp Faces Class Action

New York Community Bancorp Faces Class Action

Sued this week by shareholders due to commercial real estate losses sending the stock down by more than 50%
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