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Compliance/Regulatory - Banking Exchange
A former federal banking agency enforcement director argues for an overhaul of the rules on sharing.

BSA info sharing could be greatly improved

Viewpoint: Roadblocks to pooling intelligence hinder enforcement and cooperation
Compliance expert Lucy Griffin warns that pendulums swing both ways, and bankers who count on permanent change forget that at their peril.

Regulatory relief: When the pendulum swings ...

… be careful or it will smack you when it swings back
What will Trump-era enforcement of the nation's fair-lending laws look like?

Fair lending’s next act

Emphasis, methods, and actors may evolve under Trump, but banks must maintain strong compliance efforts
Regulatory relief will be at best a near-term affair, with banks facing plenty of compliance costs in the present tense. Continuity's latest Banking Compliance Index report examines the status quo.

Reform someday, burden today

When you look closely, nothing about compliance is ever simple
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Marijuana banking grows, terminations too

Banks continue to hold back
Tom Vartanian has spent decades in Washington in banking legal circles. He suggests that understanding where banking law and regulation could go begins by understanding where it stands and how it got there.

D.C. veteran assesses chances for bank law reform

Dechert’s Tom Vartanian urges cautious optimism—and doses of reality
LendUp says its early mistakes weren't matter of dishonesty, but more being newbies at lending. Now the lender has a ten-member compliance team.

Fintech lender charged with “failure to deliver”

In consent order, CFPB alleges LendUp didn’t keep its promises to consumers
Bank boards must close up the gaps to oversee compliance appropriately.

Compliance risk rises to top of board agenda

In wake of Wells affair, directors must reconsider what “risk appetite” really means
Based on a long compliance career with federal agencies, the American Bankers Association, and private consulting practice, expert Lucy Griffin assesses the latest wrinkle on consumer protection.

“Wells Problem”: How could you stop it in your bank?

When Audit can’t see it, spotting patterns—especially in complaints—may help
"There’s really not much that indicates we’ve learned anything new over the last several cycles,” says veteran lender and CEO Ed O’Leary. Each week in his blog he strives to fix that.

Handling the Wells dilemma

Banks need to sell. The challenge is balance, fairness, and ethics
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