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Compliance/Regulatory - Banking Exchange
Surviving a CFPB exam

Surviving a CFPB exam

Preparation’s half the secret. Making your case early helps too
Former #2 regulator at CFPB Steve Antonakes now drives a building up of compliance at Eastern Bank. He shares his perspectives on disclosure and more, and how Eastern prepares to cross the $10 billion threshold.

How former CFPB official handles compliance

Eastern Bank’s Steve Antonakes brings experience to bank side of the table
SNL Financial, part of S&P Global Market Intelligence, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the subscriber side of SNL Financial's website.

CRE weighs on lenders

SNL Report: Banks with elevated commercial real estate exposures scrutinized by regulators and analysts
One key protection for compliance officers: Be careful what you volunteer for, because you will be held accountable for it.

Personal liability after the Yates Memo

Mixed with paid whistleblowing, this results in broader exposure. Yet the solution is straightforward
Customer due diligence rule finalized

Customer due diligence rule finalized

Beneficial owners of legal entities need to be known, verified. Legislation introduced on top of new rule
How to be a better compliance officer

How to be a better compliance officer

Some parting words from a veteran
ABA’s Wayne Abernathy, extreme left, moderated a regulator panel during the association’s recent Government Relations Summit. From left to right, panelists included OCC’s Darrin Benhart; FDIC’s Doreen Eberley; the Federal Reserve’s Maryann Hunter; and CFPB’s Peggy Twohig, speaking.

CFPB means it as you read it

Industry meeting reveals thinking of regulators on deception, other key issues
Risk management for all hands

Risk management for all hands

“Echo from the bottom,” not just “tone at the top”
Backers of FASB's much-debated "CECL" say that implementation will leave banks better prepared for downturns. Opponents stress the concept will be expensive and make bank reports opaque.

FASB’s controversial “CECL”

Community bankers object to pending ALLL “expected loss” proposal, but need to prepare in case it stays
No compliance without communication

No compliance without communication

Silence, stonewalling, and silos can all lead to compliance problems
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