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Retiring New York Federal Reserve Bank President William Dudley suggests that top management would tread more carefully if they'd feel part of the pain when their bank stubs a toe—or worse.

Make liability personal, says N.Y. Fed chief

Dudley suggests personal pain would shift behavior
If your bank doesn't go after root causes, regulators may oblige. The fault may ultimately lie in your bank's compliance management system.

“Why?” is the spade of root cause analysis

Obvious causes aren’t always the answer. You have to dig
Comments will open on CFPB's administrative hearing process.

Bureau seeks comments on administrative hearings

Second request for input goes live for comments Feb. 5
Better load up your calendar. Compliance is going to have another busy year!

Compliance challenge continues…

Regulatory outlook for 2018, rule by rule with links
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Reconsidering regulatory warnings

Matters requiring attention, bank regulators' informal red flag, up for reform
Compliance may not be getting any harder, but research by Wolters Kluwer indicates that it isn't growing any easier yet.

Pressure isn’t coming off for compliance risk

ERM challenge has further to go in smaller banks, survey suggests
Banks may be seeing continued revision of federal regulators' approaches in coming months as efforts to simplify and tailor regulations gain traction.

Fed’s Quarles updates industry on regulatory outlook

Sketches broad and specific plans for reform
“There’s really not much that indicates we’ve learned anything new over the last several cycles,” says veteran lender and CEO Ed O’Leary. He aims to fix that.

Community Reinvestment Act’s coming new look

Can the proposed rewrite bring some fairness to this law’s enforcement?
A panel of state banking and insurance regulatory representatives addressed innovation's impact on the state regulatory system at the recent RegTech Enable conference.

Fintech, regtech, and supertech meet state regulatory system

Agenda includes new tech from data gathering by self-driving cars to sharing state exam data to streamlined licensing
Setting the “tone from the top” is just the beginning of a bank board’s role in culture. Directors need to keep watch by taking steps to question and follow up on staff conduct.

7 ways “conduct risk” can be handled by bank boards

Boards must offer—and demonstrate—credible challenge to keep bank culture where it belongs
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