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Compliance Management - Banking Exchange
Reforming CRA regulation, taking a fresh look at BSA/AML enforcement, getting banks back into small personal loans, and simplifying capital regulations rank high on the agenda of new Comptroller of the Currency Joseph Otting.

A banker takes OCC’s helm

A non-attorney, Joe Otting steps into top national bank regulatory post
Compliance training by role vs. by reg

Compliance training by role vs. by reg

Need-to-know relevance focus of new BAI courseware
The best of partnerships must be monitored to be sure that everything works as planned. The bank and its fintech partner shouldn't be blindsided by ticklish issues.

Making innovation partnerships work

4 steps to keeping a partnership on track
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OCC improves but unlevels CRA ratings

New policy puts state-chartered banks at meaningful disadvantage
Coming European changes to privacy law will impact some American firms, experts say. What makes the shift especially tricky: Europeans’ concept of privacy differs significantly from Americans’.

Europe’s next export: privacy

E.U. rules taking effect in May 2018 will have broad impact. Whose data is it?
Banks and potential fintech partners both bring strenghts and weaknesses to the table. The secret to success lies in making the best of the best.

Innovating in a regulated environment

Making the most of a fintech-banking relationship
Digital marketing carries fresh risks, plus all the exposures of traditional ads.

Keep digital marketing safe

Social media and other new channels demand old-fashioned controls
Look carefully before you partner with a fintech, or your bank risks partnering with trouble.

Taking a risk-based approach to innovation partners

Banks must make sure a good idea won’t lead to trouble
Regulators periodically publish their estimates of how long it takes to comply with information collection requirements. Nancy Derr-Castiglione does a bit of math, for the "fun" of it.

Checking out regulatory math

How close do regulators come on compliance time burden?
Fed’s Powell defends board proposal

Fed’s Powell defends board proposal

Will not lower the bar or lighten loads, says governor
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