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Compliance Management - Banking Exchange
Third-party supplier risk management gaining

Third-party supplier risk management gaining

But challenges remain in integrating technologies
There’s really not much that indicates we’ve learned anything new over the last several cycles,” says veteran lender and CEO Ed O’Leary. Each week in his blog he strives to fix that.

Do we believe in our internal controls?

Impatience with perceived lack of enforcement can be turned into organizational introspection
As examinations intensify, and what banks do and how they do it changes, the nature of the compliance function continues to adapt, according to speakers at the ABA Regulatory Compliance Conference.

Compliance management keeps evolving

Agility, growing skill-set size, and lines of defense broaden the job
Report from the Compliance Ward

Report from the Compliance Ward

Mood of a recent compliance conference calls for aspirin, Tums, or Nexium
“There is some wonderful innovation out there but there’s also a lot of 'regtech' that needs a bit more ʻreg’ to go along with the ʻtech’,” said BBVA'S Adam Shapiro during OCC's innovation forum.

Fintech, “regtech,” and coping with tech

OCC forum examines the big picture of disruption
Former #2 regulator at CFPB Steve Antonakes now drives a building up of compliance at Eastern Bank. He shares his perspectives on disclosure and more, and how Eastern prepares to cross the $10 billion threshold.

How former CFPB official handles compliance

Eastern Bank’s Steve Antonakes brings experience to bank side of the table
A viewpoint from attorney Richard Riese on the two-way street of innovation.

Innovation responsibility not just on banks

Consumers bear their own responsibility when using leading-edge services
It's hard enough to get people to read disclosures on paper. Who will read a traditional written disclosure on a small screen?

How to handle mobile disclosures?

Creativity and a smidgen of “Yelp” may help meet the challenge of handheld compliance
Uber often serves as the touchstone for disruptive innovation. Uber was an outsider breaking in—but banks are regulated and on the inside, breaking out. At a conference this week banking innovators and their compliance partners discussed how banking can advance.

Banking, compliance, and “fintegration”

How Citi and BBVA business execs and compliance experts partner for new efforts
One key protection for compliance officers: Be careful what you volunteer for, because you will be held accountable for it.

Personal liability after the Yates Memo

Mixed with paid whistleblowing, this results in broader exposure. Yet the solution is straightforward
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Banking Exchange Interview with
Rachel Lewis of Stock Yards Bank

As part of the Banking Exchange Interview Series we and SkyStem are proud to present our interview with Rachel Lewis, Assistant Controller at Stock Yards Bank & Trust.

In this interview, Banking Exchange's Publisher Erik Vander Kolk, speaks with Rachel Lewis at length. We get a brief overview of her professional journey in the banking industry and get insights into what role technology plays in helping her do her work.

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