Menu
Banking Exchange Magazine Logo
Menu
Compliance Management - Banking Exchange
Consultants at Promontory Financial have been teaching IBM Watson, the supercomputer, in bank compliance responsibilities.

IBM Watson takes on compliance

Imagine compliance without straining your eyes, brain, patience, or marriage
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Merger oversight gains speed and fairness

Bankers report easier regulatory M&A approval, with proper planning
Bankers don't like UDAAP. But the House financial services package may contain changes that will also make their unhappy, argues a compliance veteran.

Returning UDAAP to UDAP: more unintended consequences?

Compliance Viewpoint: CHOICE Act provision has surface appeal, but bankers must dig before backing it
The veritable growing bounty of data available to marketers will be coming under restrictions in Europe. U.S. institutions doing business with Europeans will be affected by these rules. But all American banks must consider the European framework, as data usage here comes under increasing examination.

Will EU’s new data reg hit your bank?

New wrinkle would pull in American banks that serve European residents
What to do while awaiting reg relief

What to do while awaiting reg relief

Building an enterprise risk management program designed for community banking can cut costs and regulatory risks
Does daily life in the bank feel like this? Here's a strategy that will at least cut duplication of effort and repurpose efforts already being made somewhere in the bank when new requirements arise.

Streamlining banks’ paperwork journey

An integrated approach to managing finance, risk, and reporting
Latest guidance on third-party relationships continues growing and widening stress on vendor management by federal regulators.

Third-party scrutiny expands at OCC

Customer complaints play a growing role in exam scrutiny
After much speculation and two preliminary swipes at federal regulation, President Trump issued a short Executive Order targeting the 2010 Dodd-Frank Act.

Trump drops first shoe on Dodd-Frank

Much-awaited executive order sets “core principles” of financial regulation
Regulatory relief will be at best a near-term affair, with banks facing plenty of compliance costs in the present tense. Continuity's latest Banking Compliance Index report examines the status quo.

Reform someday, burden today

When you look closely, nothing about compliance is ever simple
There’s material for reflection for all retail banks in the new Wells Fargo sales program outlined in this article.

New carrots for Wells sales

Stress on team performance part of retail giant’s comeback effort
Page 29 of 42

Sections

About Us

Connect With Us

Resources