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Compliance Management - Banking Exchange
Tom Vartanian has spent decades in Washington in banking legal circles. He suggests that understanding where banking law and regulation could go begins by understanding where it stands and how it got there.

D.C. veteran assesses chances for bank law reform

Dechert’s Tom Vartanian urges cautious optimism—and doses of reality
Living the consumer’s side of compliance

Living the consumer’s side of compliance

Our compliance expert explores the red-tape jungle in search of a HELOC
Lawyering between two worlds

Lawyering between two worlds

Helping fintech and banking to understand other side of the desk
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Red tape and red ink

Smaller banks' efficiency ratios reflect cost of compliance
What would you tell the Presidential candidates about banking? Here’s Common Sense Compliance blogger Nancy Derr-Castiglione’s message for Hillary Clinton and Donald Trump. Add your thoughts in the comments section at the conclusion.

A compliance officer’s “Dear Hillary and Donald”

Election nears. What “common sense” would you offer the next President?
Wells Fargo hit on military lending

Wells Fargo hit on military lending

Must pay restitution and penalties for violating Servicemembers Civil Relief Act.
Bank boards must close up the gaps to oversee compliance appropriately.

Compliance risk rises to top of board agenda

In wake of Wells affair, directors must reconsider what “risk appetite” really means
Based on a long compliance career, expert Nancy Derr-Castiglione assesses the latest wrinkles on consumer protection.

Seeking common sense compensation

Return to the basics to make sure your program doesn’t allow staff to cross the line
Based on a long compliance career with federal agencies, the American Bankers Association, and private consulting practice, expert Lucy Griffin assesses the latest wrinkle on consumer protection.

“Wells Problem”: How could you stop it in your bank?

When Audit can’t see it, spotting patterns—especially in complaints—may help
Surviving a CFPB exam

Surviving a CFPB exam

Preparation’s half the secret. Making your case early helps too
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