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Compliance

How will American financial regulation influence evolution here of blockchain and other leading edge technologies?

Innovation meets regulation

Money 20/20 panel seeks balancing point
What would you tell the Presidential candidates about banking? Here’s Common Sense Compliance blogger Nancy Derr-Castiglione’s message for Hillary Clinton and Donald Trump. Add your thoughts in the comments section at the conclusion.

A compliance officer’s “Dear Hillary and Donald”

Election nears. What “common sense” would you offer the next President?
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

So who won CFPB case?

Court ruling on CFPB constitutionality could be “blessing in disguise” for agency
Big banks to face tighter cyber expectations

Big banks to face tighter cyber expectations

“Sector-critical” entities would have tighter regulatory controls under new proposal
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

De-risking debate: new momentum toward inclusion?

“You don’t need a weatherman to know which way the wind blows”*
The rule begs this question—which is answered: "If someone is a criminal or even a terrorist, why would they have any qualms about lying when they certify? Is a drug kingpin going to lose sleep over the form that his minion executed fraudulently?"

Know your (real) customer

Don’t put off complying with new customer due diligence rules
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Valley of consumer gripes

Looking for Wells Fargo-like risks in CFPB's complaint database
Wells Fargo hit on military lending

Wells Fargo hit on military lending

Must pay restitution and penalties for violating Servicemembers Civil Relief Act.
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

“No One Listen(s)”*

Cooperation still spotty, but industry keeps sharing ideas
LendUp says its early mistakes weren't matter of dishonesty, but more being newbies at lending. Now the lender has a ten-member compliance team.

Fintech lender charged with “failure to deliver”

In consent order, CFPB alleges LendUp didn’t keep its promises to consumers
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Dana Weinstein,
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Dana Weinstein is Head of Product at Tesser, bringing eight years of experience building payments products across US domestic and cross-border rails.

She launched Visa Direct Payouts, architecting a payout capability that now reaches 11 billion endpoints across cards, accounts, and digital wallets...